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Overview
of Child Neglect:
Theory, Research, and Practice
By
John K. Holton*, Ph.D., Acting President and CEO, Prevent
Child Abuse America
and Domarina Oshana**, Ph.D., Acting Vice President, Research
Prevent Child Abuse America
SCOPE
OF THE PROBLEM
Child Neglect-Standing alone or written by itself,
the word neglect carries a bland, if not, innocuous insinuation
of need or forgetfulness. Seemingly in need of an adjective
to dramatize its meaning, as in "benign" or "willful,"
the neglect of children is a serious social problem in the
United States. Unlike the word "abuse," which portrays
negative images of physical interactions between an adult
caregiver and child that feature maliciousness, anger, hostility,
and pain, neglect connotes a less serious, perhaps non-intentional
form of maltreatment. Nothing could be further from the truth.
Neglect is an "act of omission" or the failure of
the responsible adult to care for children. Neglect is just
as detrimental for children and can be more harmful than physical
or sexual abuse. It can be intentional and calculated or chronic
and unintentional. Its power to harm children is its mechanism
of delivery, that is, neglect, like water slowly eroding the
foundation of a building, often goes unnoticed and unrecognized
by other adults. When identified, its impact is difficult
to overcome and a neglected child continues to suffer well
into adulthood. When fatal child maltreatment occurs, neglect
is a substantial contributing factor (Trocme
(4) & Lindsey, 1996).
Combining
the different types of neglect (physical, medical, educational,
and emotional) into one aggregated figure, neglected children
make up the majority of both child maltreatment reports and
substantiations to child protective services (CPS) in the
United States (U.S. Department of Health and Human Services
[DHHS], 2000). According to national data collected from each
state, the estimated total for neglected children reported
in 1999 was 1,654, 000 or approximately 51% of all child maltreatment
reports and 45% of all substantiated reports or 482,000 children
(Peddle & Wang, 2001). Further, from 1995 to the present,
neglected children have produced the majority of reports and
substantiations of child maltreatment in the United States
(U.S. Department of Health and Human Services [DHHS], 2001).
As compelling as these data are, they only capture cases of
child maltreatment that have been identified to states.
In
an effort to better measure the incidence of child maltreatment,
a national survey, periodically conducted on behalf of the
U.S. Congress by the Office of Child Abuse and Neglect (OCAN),
not only gathers information from child protective services
(CPS) staff who work with "harmed" children but
also "sentinels" or individuals whose work involves
children who may be harmed or endangered. Sentinels
are staff in "law enforcement, public health, juvenile
probation, hospitals, schools, day-care, mental health, and
voluntary social service" (Sedlak & Broadhurst, 1996,
p. 1-5). When examining the latest survey results (three national
incidence studies were completed between 1979 and 1995), the
rate of neglected children increased faster and harmed more
children than any other category of child maltreatment (Sedlak
& Broadhurst). If both categories of harm and endangerment
are combined for neglect, children today are more than two
times as likely to be neglected than they were ten years ago,
a surprising finding given the 1990 decade of unprecedented
prosperity in the United States.
Definition
of Neglect
Child neglect is a paradox. It claims the most victims but
is the least understood form of child maltreatment in the
United States. One explanation for this is that neglect is
difficult to define and consequently, identify. Unlike physical
abuse where the scars are clearly visible, neglect is a form
of maltreatment that sometimes is invisible. As an act of
omission, neglect is the absence of a parenting action.
Neglect
can be defined in two parts-the harm received and the person(s)
responsible (Gough, 1996). More specifically, neglect is the
failure of a child's primary caregiver to provide adequate
food, clothing, shelter, supervision, education, emotional
support, and medical care. However, one pitfall of this definition
is delineating adequacy. Both legal and research professionals
question not only the meaning of "adequacy" but
its context as well. Consequently, in addressing the problem
it is important to understand what it is, who is affected,
what the consequences are, and what can be done about it.
Major
Issues in Defining Neglect
In a review of recent definitions of child neglect, Zuravin
(1999) found that the most common method of measuring neglect
was by use of the label applied by official agency personnel
(i.e., substantiated for neglect). This method requires that
the definition of neglect meets certain operational criteria
(i.e., clearly defined measures) or uses some instrument that
describes neglect in great detail.
Another
major issue in defining neglect is context. Garbarino and
Collins (1999) imply that child neglect is the failure to
meet social judgment about minimal standards of care. They
assert that these standards are a reflection of culture and
community values or contexts that evolve and change. The standards
assume that children have basic needs that must be met. These
needs involve that a child is being physically cared for (i.e.,
making sure the child is properly fed and clothed), that a
child is allowed to learn and thrive, and that a child is
treated well emotionally. The difficulty in coming to a universal
standard is how we define these basic needs to take into account
not only community and professional standards, but also standards
that are relevant across cultures while keeping in mind the
centrality of the child's basic needs.
Legislative
Definitions
While there are a number of legal and practice definitions
of child neglect, it is important to note that there is no
one universal legal or practice definition. According to the
Federal Child Abuse Prevention and Treatment Act (CAPTA),
"The
term 'child abuse and neglect' means, at a minimum, any recent
act or failure to act on the part of a parent or caretaker,
which results in death, serious physical or emotional harm,
sexual abuse or exploitation, or an act or failure to act
which presents an imminent risk of serious harm" (42
U.S. C.A. §5106g (2) (West Supp. 1998) (as cited in National
Clearinghouse on Child Abuse and Neglect Information, 2001).
This
legal definition is considered to be the minimum standard
by which each State provides its own definitions of child
abuse and neglect. Three places in State statutes that define
child abuse and neglect include: 1) reporting laws for child
maltreatment; 2) criminal codes; and 3) juvenile court statutes
(U.S. Department of Health and Human Services [DHHS], n.d.
[a]).
In
State reporting laws, neglect is often defined as deprivation
of adequate food, clothing, shelter, or medical care (DHHS,
n.d. [a]). What contributes to the difficulty of identifying
neglect, however, is great variation among the States in the
explicit specification of their definitions. Approximately
one-fifth of the States do not define neglect separately from
abuse. Among States that define neglect separately, some also
define specific types of neglect, such as abandonment or medical
neglect. Additionally, a number of States address related
issues in their statutes such as parental incapacity (i.e.,
parent is hospitalized or incarcerated) or injurious environments
(i.e., child is exposed to criminal activity in the home).
In most States, exemptions or issues to be taken into consideration,
including religious exemptions for medical neglect and financial
considerations for physical neglect are specified (DHHS, n.d.
[a]). The National Clearinghouse on Child Abuse and Neglect
Information provides a complete list of all States' reporting
laws and definitions of child abuse and neglect (Available
online: http://www.calib.com/nccanch/pubs/stats01/define/index.cfm).
Research
Definitions
Among researchers, there is no consensus on a conceptual or
operational definition of neglect. This lack of agreement
not only makes it difficult to compare findings across studies,
it also complicates the application of findings to practice
(Black & Dubowitz, 1999). Another major issue that lacks
consensus among researchers is the measurement of neglect.
Researchers have used a variety of methods to measure neglect
including observations of the home, behavioral criteria, medical
history, self-report measures, interviews, case record abstractions,
CPS case findings, and structured experiments (Black &
Dubowitz; Zuravin, 1999).
For
researchers, identification of behaviors or conditions that
are considered "neglectful" is crucial to defining
and measuring neglect. Some behaviors that appear universally
classified as neglect include: inadequate nutrition, clothing,
or hygiene; inadequate medical, dental, or mental health care;
unsafe environments; inadequate supervision, including use
of inadequate caregivers; and abandonment or expulsion from
the home (Barnett, Manly, & Cicchetti, as cited in National
Clearinghouse on Child Abuse and Neglect Information, 2001;
Sedlak, Hantman, & Schultz, 1997). However, it is important
to note that there are a number of classification systems
and each may categorize behaviors differently from the other.
Two widely known classification systems are the Third National
Incidence Study of Child Abuse and Neglect (NIS-3) (Sedlak
& Broadhurst, 1996) and the Maltreatment Classification
System (MCS) developed by Barnett, Manly, and Cicchetti (1993)
(as cited in National Clearinghouse on Child Abuse and Neglect
Information, 2001). In the NIS-3, exposure to drugs in utero
is categorized as "other maltreatment" while in
the MCS it is categorized as "physical neglect-failure
to provide." Exposure to or allowing a child to engage
in illegal activities is another example of how differently
behavior is categorized in these two systems. Specifically,
in the NIS-3 this behavior is classified as "emotional
neglect" while in the MCS it is considered "moral-legal/educational
maltreatment."
Other
considerations in the definition of neglect include questions
regarding evidence of harm and intent to harm. Is evidence
of harm required or does neglect include endangerment of a
child's health or welfare? Stated differently, should definitions
of child neglect be broad or narrow? Should definitions be
general or precise? For example, should definitions be restricted
to clear instances of serious physical harm? Should they encompass
neglect incidents of emotional harm, or should they include
all acts that jeopardize the development of children? And,
should the caregiver's intent to harm be considered? Such
questions are but a mere taste of the definitional debates
around a number of issues impeding the development of a well-operationalized
(i.e., well measured), standard definition of neglect.
Types
of Neglect
As defined in this entry, neglect is an act of omission by
the caregiver to meet a child's basic needs resulting in harm
or a threat of harm to the child. The primary goal is to focus
on the basic needs of the child and to protect the child from
harm (actual and potential), not to blame caregivers. Given
this definition, it is understood that neglectful conditions
are not always due to omissions by caregivers alone but may
be due to other factors, such as lack of community resources
to support parents in their efforts to provide children with
adequate care and guidance. In determining adequacy of care,
it is important to consider that a child's basic needs may
not be met in many different ways including circumstances
such as the following: inadequate supervision, inappropriate
substitute child care, abandonment, instability of living
arrangements, failure to receive needed health care, abandonment,
inattention to personal hygiene, inattention to household
sanitary conditions, inattention to household safety, presence
of hazardous physical conditions in the home, inattention
to nutritional needs, inadequacy of clothing, witnessing violence,
permitting drug or alcohol use (or both), permitting other
maladaptive behavior, inadequate nurturance or affection,
isolation, inattention to mental health care needs, and inattention
to educational needs (DePanfilis, 1999).
Conceptually,
it is important to note that defining neglect depends in part
on the purpose for which the definition is used. For example,
legal advocates require clear evidence of serious harm to
a child before proceeding to court intervention to remove
a child from parents. In contrast, for caseworkers intervening
with a family to protect the child from further harm, the
definition of neglect is defined as parental acts of omission
in care that are likely to increase the risk of harm to the
child. And, in studying the long- and short-term consequences
of neglect, researchers define neglect as parental behaviors
that result in harm to the child. Recognizing this variability
of definitions is critical to understanding that there is
no universal definition of neglect. Moreover, these differences
in defining neglect highlight the challenges posed in research,
practice, and policymaking.
To
overcome the problem of non-uniform definitions of child neglect,
the U.S. Department of Health and Human Services' study on
the National Incidence on Child Abuse and Neglect (Sedlak
& Broadhurst, 1996) used a standard definition of neglect.
The definition included physical neglect, child abandonment
and expulsion, medical neglect, inadequate supervision, emotional
neglect and educational neglect by parents, parent substitutes,
and other adult caretakers of children.
Important
Areas for Professional Attention
Chronic neglect is an important issue in defining neglect
because as opposed to "incidents" of neglect, chronic
neglect refers to a pattern of behavior. It is suggested that
rather than focusing on individual incidents that may or may
not be classified as "neglectful," an accumulation
of incidents that may together constitute neglect must be
considered. For example, a pattern of behavior that might
constitute neglect might include frequent reports of not having
enough food in the home or keeping older children home from
school to watch their younger siblings. Complicating this
matter is that in most CPS systems, the criteria for identifying
neglect focuses on recent, discrete, verifiable incidents
rather than a repeated pattern of neglectful behavior.
Although
there is no standard definition of death due to neglect, it
is usually defined as death due to caregiver failure to provide
for a child's needs adequately, supervise a child, or intervene
to protect a child from harm. With increased recognition of
the role that neglect plays in child fatalities, the lack
of a clear definition obstructs estimation of incidence and
prevention efforts. Complicating the matter is incomplete
information on the circumstances of deaths, a death classification
system that inaccurately categorizes neglect-related deaths,
and a lack of expertise on the part of those investigating
child deaths. To mitigate this problem, investigation and
evaluation of child deaths should be approached comprehensively
through assessment of all factors involved in the death, not
just caregiver responsibility. Based on this information,
appropriate prevention efforts may be identified and implemented
(Bonner, Crow, & Logue, 1999).
CONTRIBUTING
FACTORS TO NEGLECT
Factors that contribute to neglect are multiple, cumulative,
and complex (National Research Council, 1993). In the majority
of circumstances, neglect is caused by a combination of personal
deficits in parents, non-supportive family systems, highly
stressful life circumstances and absence of environmental
supports for parenting (Gaudin, 1993). Below is a summary
of three key contributors to child neglect.
Substance
Abuse and Child Neglect
The relationship between parental substance abuse and child
neglect is becoming increasingly evident. According to the
Substance Abuse and Mental Health Services Administration
(SAMHSA), in the U.S., there are more than 6.6 million children
under the age of 18 living in alcoholic households and an
additional number of children living in households where parents
have problems with illicit drugs. Among some CPS agencies,
it is estimated that substance abuse is a factor in as much
as 70 percent of all cases they serve (Gaudin, 1993). Further,
research suggests that neglect is a major factor in the removal
of a child from a home in which parents have alcohol or other
drug problems (Prevent Child Abuse America, n.d. [a]).
The
extent of the relationship between parental substance abuse
and child neglect has been well documented. Magura and Laudet's
study found that for substance abusing parents their ability
to maintain employment is affected (as cited in National Clearinghouse
on Child Abuse and Neglect Information, 2001). Moreover, substance-abusing
parents may redirect money needed for basic necessities to
buy drugs and alcohol (Munkel, as cited in National Clearinghouse
on Child Abuse and Neglect Information, 2001). Parents who
abuse drugs heavily are shown to have inadequate nurturing
and caregiving skills (Zuckerman, as cited in National Clearinghouse
on Child Abuse and Neglect Information, 2001). Munkel also
found that exposure to criminal behaviors and dangerous people
is likely among children who live with parents who abuse substances.
The likelihood that they will become intoxicated is also greater,
regardless of whether their drinking was deliberate, passive
or accidental.
The
relationship between parental substance abuse and neglect
has also been documented in studies on newborns. Recent statistics
from the National Institute of Drug Abuse Statistics indicate
that 5.5 percent of pregnant women used some illicit drug
during pregnancy (as cited in National Clearinghouse on Child
Abuse and Neglect Information, 2001). That percentage translates
to approximately 221,000 babies who had the potential to be
born drug exposed.
While
some studies have found that prenatal drug exposure results
in physical and neurological deficits; growth retardation;
cardiovascular abnormalities; and long-term developmental
abnormalities including learning and behavior problems (Zuckerman,
as cited in National Clearinghouse on Child Abuse and Neglect
Information, 2001); and language delays, others have found
few enduring effects (Sagatun-Edwards & Saylor, 2000).
Compounding the problem of drug-affected babies are issues
around women's rights. Policymakers use preliminary findings
from research studies on drug-affected newborns to encourage
judges and legislators to implement criminal and civil sanctions
that deter or punish women who have used illicit drugs and
alcohol during pregnancy (Chasnoff & Lowder, 1999). Actually,
at least five states include drug-affected newborns in their
State statutes under the definition of neglect (DHHS, 2000)
and the NIS-3 includes drug-affected babies in its research
definition of neglect (Sedlak & Broadhurst, 1996).
Poverty
and Child Neglect
While poverty is associated with reports of all types of maltreatment,
it is most powerfully related to neglect. There are a number
of factors that may explain the connection, particularly low
socioeconomic status. Associated with low socioeconomic status
are factors such as unemployment, limited education, social
isolation, large numbers of children, and childbirth to unmarried
adolescents (Crittenden, 1999).
Characteristically,
neglectful families tend to live in poor neighborhoods that
they view as less helpful and supportive. In fact, there is
little involvement in church or other formal organizations
that might be sources of support. Further, supportive interactions
with relatives, friends, and spouses are often lacking and
limited. Because neglectful families are often not capable
of maintaining relationships, they become lonely and isolated
(Gaudin, 1993).
Another
critical characteristic of neighborhoods, either impoverished
or well-to-do, is the absence of a civility structure among
residents. Often referred to as "social capital"
(Coleman, 1988) or more recently as "collective efficacy"
(Sampson, Raudenbush, & Earls, 1997), neighborhoods may
promote a bunker mentality among residents and stifle their
ability to get to know each other, support each other's families
by being community caretakers for children, or advocate together
for social action.
Approximately
one-third of the States consider a family's financial means
in their definitions of neglect (DHHS, n.d. [a]). These typically
assess the family's access to available sources of support
services.
Domestic Violence and Child Neglect
Parents who are victims of domestic violence are likely to
neglect their children for a number of reasons. For example,
they may be unresponsive to their children as a result of
their own fears or they may give full attention to their abusive
partner in an attempt to placate and control the level of
violence. In any case, according to Sykes and Symons-Moulton
there are serious physical effects on the children in the
form of developmental delay, listlessness, and failure-to-thrive.
"Behavioral effects may include begging for or stealing
food and eating inappropriate objects; erratic school attendance;
poor social relationships with peers; and delinquent acts
such as vandalism, drug use, and drinking" (National
Clearinghouse on Child Abuse and Neglect Information, n.d.).
CHARACTERISTICS
OF NEGLECTED CHILDREN & FAMILIES
Initially, research on causal variables and their sequencing
leading to neglectful behavior focused on parents, usually
represented by mothers. Since most parents do not neglect
their children, the behavior of those who did, became the
entry point to understand and describe the neglectful process
(Schakel, 1987). The early research explanations emphasized
psychiatric disorders that apparently conspired to make parents
(i.e., mothers) less effective, organized, attentive, or responsible
to the caring of their child (ren). Polansky, Chalmers, Buttenwieser,
& Williams (1981) for example, summarized their findings
of neglectful parents as "...less able to love, less
capable of working productively, less open about feelings,
more prone to living planlessly and impulsively, but also
susceptible to psychological symptoms to phases of passive
inactivity and numb fatalism" (p. 109). Although the
conclusiveness of Polansky et al.'s findings have been debated
by later researchers, the emphasis on parenting psychological
and behavioral aberrations as primary precipitating agents
of neglect remain pervasive in the literature.
For
example, Crittenden (1985) found differences in what neglecting
mothers thought of their relationships with their children.
Neglecting mothers felt incompetent as parents and were likely
to view their roles as "one of emptiness and depression."
Coohey's (1996) delineation of isolating behaviors frequently
exhibited by neglectful mothers concluded that relationships
with other adults were seen as less helpful, positive, instructive,
or supportive. Consequently the number of relationships were
fewer and less frequent between neglectful mothers and members
of their social networks.
Garbarino
(1977) however, was an early proponent of an ecological model
that stressed the importance of studying behavior in context,
that is to appreciate the embedded or nested relationships
surrounding not only the child, but also the parent(s), i.e.,
the quality of institutions and neighborhoods (see also Bronfenbrenner,
1977, 1979). Garbarino's work emphasized random stressful
events such as unemployment or the entrapment of economic
isolation as important research variables to understand the
neglect process. Current research status on individual factors
has moved away from documenting the presence and influence
of specific psychiatric disorders (e.g., schizophrenia, depression,
panic disorders, etc.) to determining what symptomatic behaviors
of psychological imbalance, such as substance abuse, are most
prevalent. In two studies to discern when child maltreatment
begins, Kelleher, Chaffin, Hollenberg and Fischer (1994) and
Chaffin, Kelleher, and Hollenberg (1996) concluded that the
presence of an emotional imbalance coupled with substance
abuse significantly raises the risk for neglect and other
forms of child maltreatment.
As
a recent overview of child neglect ("psychological unavailability")
reveals, research perspectives have broadened beyond individual
parenting behaviors to the family's setting within communities
and society (Erickson and Egeland, in press). Three perspectives
are emerging from the current research: understanding the
origins of parental inabilities and incompetence, child characteristics,
and community characteristics.
Understanding
how parents are unable to provide adequate care for their
children also includes understanding their inability to maintain
supportive household and community relationships. Some research
suggests that prior parental exposures to violence or a past
maltreatment are the significant precursors for neglectful
parenting (Belsky, 1993). This finding is not an endorsement
of the intergenerational process of child maltreatment however.
The occurrence of abuse/neglect in one generation does not
guarantee that the cycle is to be repeated in the next generation,
but it can be a considerable factor (Belsky, 1993). Parenting
incompetence can be extended to peer incompetence as well.
Neglecting parents move their families frequently, seldom
becoming members of a community Zuravin, 1989) and are not
involved in community activities, including those sponsored
or supported by churches (Polansky, Gaudin, Ammons, &
Davis, 1985). For one reason or another, spousal support and
other significant adult supports are seldom constructed (Egeland,
Jacobvitz, & Papatola, 1987; Belsky, 1993; Crockenberg,
1987) resulting in neglectful parents possessing smaller peer
networks, unable to obtain help from their family of origin
and other relatives, and ultimately achieving social isolation.
Research has not been able to pinpoint the primary cause of
such parenting behavior, given that the more compelling conclusion
may be that the presence of a confluence of deficits and orientations
develops disorganized and haphazard behavior.
Neglecting
parents may also be unaware of a child's developmental trajectory.
Particularly susceptible of unreasonable expectations from
their children would be teenaged parents and parents living
within numbing and unremitting impoverishment. In this vein,
it has been suggested that child characteristics encourage
avoidance for care. Some children may have birth abnormalities,
may be perceived as passive or less demanding, burdensome,
or unwanted. But placing the culpability on child characteristics
has not found conclusive evidence, "researchers have
not found neglected children to emit aversive behaviors at
rates much different than comparison children" (Wolfe,
1985).
The
third theme, community factors, specifically examines the
contributions from neighbors and community institutions to
assist, support, and ultimately protect children and their
families. It represents a social view of child neglect in
contrast to a solitary personal/parental responsibility. "Community
effects" research would argue that the conduct of neighbors
and neighborhood institutions contribute to the existence,
maintenance, and desistence of child maltreatment. One research
example found that neighborhoods rated as having greater "communal
cohesion" reported fewer abuse and neglect incidences
to the state child protective system than those similar (i.e.,
ethnic, income, racial compositions) neighborhoods having
lower rated systems of cohesion (Garbarino & Kostelny,
1992).
CONSEQUENCES
OF NEGLECT
Neglected children, given their oft-camouflaged maltreatment,
may endure long lasting consequences as a result. The impact
of neglect can arrest a child's normative cognitive, physical,
emotional development and create cumulative outcomes that
may span their lifetime or encroach on the next. Depending
upon several factors every neglected child will not be impacted
similarly. The impact of neglect may depend upon the type
and severity and its frequency, the characteristics of parent
and child as well as the neighborhood context that ultimately
shape the future for neglected children. The most compelling
conclusions on neglect consequences have been derived from
longitudinal studies, which follow children from birth to
early adulthood. For example, at each stage of childhood to
adolescent to early adulthood, neglected children display
distinguishable effects of a developmental delay. In the period
of infancy to pre-school, Egeland (1997) found neglected 18
month olds to be "insecurely attached" [to their
parent/caregiver]. The same children 6 months later (24 months),
"displayed considerable negative affect in a tool use
situation and they exhibited more anger, noncompliance, frustration,
and whining
. In a teaching task situation at 42 months
they were observed to be negative, oppositional, avoidant
of their mothers and expressed little affection toward their
mothers." By age three, neglected children have "less
ability to engage in age-appropriate play"(Gaudin,1999).
In summary, before many neglected children reach the doors
of elementary schools, they possess a temperament and disposition
that will impose itself on the mastery of language, math,
and the nuances of effective relationships. The prospect for
academic and social failure builds.
In
elementary school years researchers find "neglected children
did
fare more poorly in school than did their nonmaltreated
counterparts, and that performance markedly decreased in the
transition from elementary school to junior high" (Kendall-Tackett
& Eckenrode, 1996). Similar findings had been reported
earlier (Egeland, Sroufe, & Erickson, 1983). Once neglected
children reach puberty, most often during the junior high
school period (approximately grades 7 - 9 and ages 11 - 13),
the transition and adjustment to new developmental challenges
exacerbates their academic performance. Performance, as measured
by teacher grades, drops (Sroufe, Cooper, & DeHart, 1992;
Leiter & Johnsen,1994; Kendall-Tackett & Eckenrode,
1996). And to compound their schooling difficulties, neglected
children are more likely to be absent from school, which contributes
to their poorer performances on academic tests.
Once in high school and afterwards, researchers noted that
neglected students possess the identified traits of emotional
distancing from parents, peers and teachers. Academically,
they tended to have "poorer language comprehension skills,"
to be more dependent students lacking confidence, assertiveness,
and creativity (Egeland & Erickson, 1987). Neglecting
parents tend to avoid teacher-parent meetings, allow for truancy,
are not able to structure the home environment to be conducive
to learning, and often lack the social skills needed to model
help-seeking behaviors in their children. Neglected adolescents
develop antisocial behavior during their high school years
that include alcohol and drug usage, delinquency, and the
onset of serious psychiatric disorders. Their pathways to
adulthood, ill-nurtured by the absence of consistent caregiving,
are layered with obstacles, particularly the problem of comorbidity,
or the occurrence of more than one behavior coexisting with
another.
Protection,
Intervention & Prevention
Protection
When neglect is suspected, Child Protective Services (CPS)
is the first to respond. Part of the process of responding
to suspected neglect involves verifying if it constitutes
neglect in the jurisdiction in which it was reported. Then,
the report is referred to investigation by CPS staff who speak
with relevant parties to find out the facts of the allegation
and determine if the child is still at risk of harm. A family
is referred to services if reported neglect is found and if
CPS staff conclude that the child is at risk for harm. A child
may be removed from the caregiver's home, by order of a court
of law, if the case is severe. In this circumstance, the child
is then placed with a foster family while services are provided.
Services including parenting skills classes for the parent
and counseling for the child may be provided by CPS programs
or community-based programs, regardless of whether or not
the child was removed from the caregiver. A child can be returned
to the family only if a court determines that the family can
provide a safe and stable environment. If services are provided
while the child remains at home, the family's participation
may be voluntary. This is an important point because a number
of factors including the family's wishes, the programs guidelines
or the availability of insurance for payment of services may
play a role in retaining "voluntary" families in
services (National Clearinghouse on Child Abuse and Neglect
Information, 2001).
Compared
to physical or sexual abuse, reports of neglect are less likely
to be investigated or meet the guidelines for provision of
intervention services. This is one reason why many practitioners
and researchers believe that in its current state, the CPS
system is inadequate for meeting the needs of neglected children
and their families. One method for addressing this problem
is a "multi-track" response system implemented by
CPS in which reports determined to be low-risk (including
many neglect reports) are referred for an "assessment"
rather than an investigation (National Clearinghouse on Child
Abuse and Neglect Information, 2001). Generally this response
is voluntary, uses a holistic approach, and services are more
likely to be community-based. Efficacy of this type of system
is yet to be determined.
Intervention
Given that neglect is a complex problem with multiple causes,
an approach to intervention must respond to a range of needs.
In a review of intervention programs designed to treat neglecting
families, Gaudin (1993) found that these programs had difficulty
achieving desirable outcomes. Characteristically, interventions
that showed some success addressed problems individually,
were long-term, and delivered a broad range of services. Gaudin
found that severity of families' problems was a strong predictor
of targeted treatment outcomes. That is, families with the
severest problems were less likely to reach treatment outcomes.
Gaudin suggests that an approach to intervention must be comprehensive,
including assessment of individual personality of parents,
family systems issues, and community stressors and resources.
Moreover, the design of interventions should consider the
type of neglect as well as information collected from assessment
(see Child Neglect: A Guide for Intervention).
Briefly,
interventions generally include home visitation on some level,
can range from short-term crisis intervention to long-term
support and stabilization to removal of children from their
families for their protection (Gaudin, 1993). Interventions
can be family-focused including all family members, not just
the alleged victim and parent perpetrator or they can target
societal conditions (e.g., unemployment, inadequate housing,
etc.). Research also suggests that intervention programs should
actively engage fathers or father figures (Dubowitz, Black,
Kerr, Starr & Harrington, 2000).
Prevention
Recognizing that child neglect is a complicated problem, a
number of prevention efforts respond to a range of needs.
For example, Prevent Child Abuse America (formerly the National
Committee to Prevent Child Abuse) implements a comprehensive
approach to preventing child maltreatment that includes support
programs for new parents; education programs for parents,
regardless of specified risk; early and regular child and
family screening and treatment; child care opportunities;
programs for abused children; life skills training for children
and young adults; family support services; and public information
and education. While a community may not choose to offer services
in all program areas, as a group they respond to the needs
of all family members (Prevent Child Abuse America, n.d. [b]).
Healthy
Families America (HFA) is one nationally implemented program
of Prevent Child Abuse America that employs home visitation
by paraprofessionals to provide support and assist parents
with skill development and referrals to community resources.
Initially, the program began with a demonstration project
called the Healthy Start program (National Center on Child
Abuse Prevention Research, 1996). High-risk families were
targeted for preventive services to enhance family functioning
and child development. The program included screening, nurse
home visitation, coordination with other community services,
and long-term follow-up until the child reached age 5. Outcome
evaluations of Healthy Start found significantly lower rates
of child abuse and neglect in approximately 99% of the families
that participated in the program (Wallach & Lister, as
cited in Holden & Nabors, 1999).
Another
model prevention program is that of Olds, Henderson, Chamberlin,
and Tatelbaum's (1986) nurse home visitation. The program
was initially conducted in Elmira, New York, as a randomized
clinical trial of intensive nurse home visitation during pregnancy
and the first 2 years of a child's life. Early reports revealed
lower rates of child maltreatment and positive effects on
child development in a high-risk group of parents (i.e., teenage,
single, low socio-economic status). It is important to note
that although this trial did not target child neglect, the
implications of its results are promising for prevention.
Theoretically, generalizing nurse home visitation makes sense
for the prevention of child neglect, as the project documented
that provision of support to high-risk families is an effective
strategy for developing parent and child strengths and preventing
negative outcomes. Another important implication for programs
designed to target neglect is that ideally they should follow
families for long periods of time to measure varying outcomes
(Holden & Nabors, 1999). Other implications include allocating
resources to intensive selected interventions for at-risk
populations rather than allocating to less intensive universal
interventions aimed at whole populations; and recognizing
that effective prevention will be labor-and time-intensive.
SUMMARY
Though not exhaustive, the aim of this chapter was to overview
the theory, research, and practice issues in the field of
child neglect. Although child neglect is a social problem
that has been well-documented over a century and despite being
the most prevalent type of maltreatment, it has historically
received little attention. In recent years, however, much
has been learned about its impact on children's development,
the characteristics of neglectful families, its antecedents,
as well as growing knowledge of models of family support and
early intervention as strategies for prevention. In fact,
the latter is a key area that merits further inquiry from
both research and practice.
Neglect
is a complex problem that takes many forms and is related
to a number of social problems such as poverty, substance
abuse, and domestic violence. This complexity contributes
to continuing difficulty in identifying, defining, and treating
neglected children and families. The problem of neglect is
one that requires collaborative efforts by researchers and
practitioners as well as communities and families to protect
children from the risk of harm. Since neglect is a social
problem, policy must also address the causes and correlates
of child neglect at the individual, family, community, and
societal levels. Given that neglect encompasses intentional
or unintentional acts of omission by a caregiver, interventions
to treat children and families affected by neglect must implement
thorough assessments and customized treatment. What is essential
to prevention efforts is the amelioration of contributing
factors (such as poverty, substance abuse, and domestic violence)
and provision of basic health care, education, childcare,
and mental health services. An approach to prevention must
respond to a range of needs.
Based
on the research summarized here, it is clear that home visitation
programs are one promising key to the prevention of neglect.
If progress is to be made in eradicating the problem of neglect,
then research must assess not only what prevention programs
are effective, but it also must identify for whom prevention
programs are effective, and to what extent and under what
conditions. Further, any societal solution to neglect requires
collaborative efforts among policymakers, researchers, and
practitioners that encompass and involve families and communities
united to protect children.
One
researcher summarized succinctly the causes of neglect in
this manner, "That that which is not valued is not well
treated should come as no surprise" (Belsky, 1993). Children
and their well-being in the United States face an uneven ambiance
of attention, care and value from their parents and their
communities. As pervasive as neglect has been as a form of
maltreatment, it remains misunderstood and secondary in perceived
importance to physical and sexual child abuse. Perhaps the
outcome of the initial exercise readers of this entry were
asked to perform indicates how much knowledge we possess and
how much more will be needed to prevent and limit the effects
of this devastating form of child maltreatment.
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*John
Kingsley Holton, Ph.D.
Dr. Holton is the acting President and CEO of Prevent Child
Abuse America. He is a social psychologist who has specialized
in urban education, juvenile delinquency, infant mortality,
and child abuse. A native of Philadelphia, Dr. Holton attended
Howard University where he received a bachelor's degree in
political science and the University of Hartford where he
received a master's degree in education. He completed his
doctorate in the College of Human Development at the Pennsylvania
State University. He has served on the faculty of DePaul University
and the Illinois School of Professional Psychology. Dr. Holton
is a member of the American Professional Society on the Abuse
of Children, American Public Health Association, the National
Black Child Development Institute, and the Society for the
Study of Social Problems. He presently serves on the editorial
board for Family Violence & Sexual Assault Bulletin, as
a board member for the Citizens Committee of the Juvenile
Court (Cook County), Jane Addams Juvenile Court Foundation,
McCormick Theological Seminary, and the Target Group, Inc.
**Domarina Oshana, Ph.D.
FMs. Oshana is acting Vice President for Research at Prevent
Child Abuse America. She received her Bachelor of Arts in
Psychology from Northeastern Illinois University and graduated
Magna Cum Laude. She received her Master of Arts in the Social
Sciences from the University of Chicago, her Ph.D. in Research
Methodology from Loyola University Chicago. Ms. Oshana's research
interests lie at the intersection of human development and
public policy, being mainly concerned with how government
and non-government policies shape the development and socialization
of children and adolescents.
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